Unclaimed
Alan Louis Aberg is a registered representative with Moelis & Co. LLC. He is a Series 24, Series 7, Series 63 and Series 79 licensed advisor. Alan has previously held positions at Deutsche Bank Securities Inc. and Cowen and Company. Alan has been in the industry since October 21, 2012 and his current registration with Moelis & Co. LLC began on August 7, 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/07/2017 - Present
Moelis & Co. LLC (NEW YORK NY)
NY
09/27/2013 - 07/19/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/13/2012 - 08/05/2013
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 11/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2017
Series 7 - General Securities Representative Examination
BC
Issued 08/10/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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