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Alan Louis Aberg

Moelis & Co. LLC

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About Alan Louis Aberg

Alan Louis Aberg is a registered representative with Moelis & Co. LLC. He is a Series 24, Series 7, Series 63 and Series 79 licensed advisor. Alan has previously held positions at Deutsche Bank Securities Inc. and Cowen and Company. Alan has been in the industry since October 21, 2012 and his current registration with Moelis & Co. LLC began on August 7, 2017.

Firm Information

Alan Aberg is currently registered with Moelis & Co. LLC. Moelis & Co. LLC is a Limited Liability Company that was formed on June 12, 2007. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alan Aberg’s Registration & Firm History

NY

08/07/2017 - Present

Moelis & Co. LLC (NEW YORK NY)

NY

09/27/2013 - 07/19/2017

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

08/13/2012 - 08/05/2013

COWEN AND COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/27/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/11/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/2017

Series 7 - General Securities Representative Examination

BC

Issued 08/10/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Louis Aberg.
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