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Alan Lloyd Winsand

Harbour Investments, Inc.

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About Alan Lloyd Winsand

Alan Lloyd Winsand is a financial professional with over 30 years of experience in the industry. Alan is currently registered as a Registered Representative and Investment Adviser Representative with Harbour Investments, Inc. Alan has held previous positions with Cambridge Investment Research, Inc. and MML Investors Services, Inc. Alan is a Chartered Financial Consultant and holds Series 6, 7, 22, 24, 63 and 65 licenses. Alan provides financial planning and portfolio management for individuals and families.

Firm Information

Alan Winsand is currently registered with Harbour Investments, Inc.. Harbour Investments, Inc. is a Corporation based in Madison, WI, formed in 1987 and approved by the SEC. With over 200 licensed agents and investment advisor representatives, the firm manages between $1 billion and $10 billion in assets for a wide range of clients, including individuals, high net worth individuals, corporations, insurance companies, charitable organizations, and pension plans. Harbour Investments, Inc. offers financial planning, portfolio management for individuals, and selection of other advisors. The firm is registered in all 50 states and the District of Columbia.
Harbour Investments, Inc.

575 D'ONOFRIO DRIVE

MADISON, WI 53719

$6.10B

Assets Under Management

3,206

Total Clients

274

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alan Winsand’s Registration & Firm History

WI

09/07/2017 - Present

Harbour Investments, Inc. (Verona WI)

WI

01/29/2007 - 09/27/2017

CAMBRIDGE INVESTMENT RESEARCH, INC. (Verona WI)

WI

03/02/2000 - 02/05/2007

MML INVESTORS SERVICES, INC. (VERONA WI)

IA

11/09/1984 - 03/06/2000

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

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Licenses & Designations

IA

Issued 11/30/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/14/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/14/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/1998

Series 7 - General Securities Representative Examination

BC

Issued 04/16/1985

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 11/08/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Lloyd Winsand.
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