Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Kaye is a financial advisor with over 40 years of experience in the industry. Alan is currently registered with TLG Advisors, Inc. in California and Colorado and has a Series 63, Series 22TO, Series 6TO, SIE, and Series 1 license. Alan has previously worked with CETERA ADVISOR NETWORKS LLC, NFP SECURITIES, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, AETNA INVESTMENT SERVICES, INC. and ALLMERICA INVESTMENTS, INC. Alan is a Chartered Financial Consultant and specializes in providing financial planning, portfolio management for individuals, businesses, and pooled investment vehicles, as well as pension consulting. Alan also has experience with placement of institutional funds and selection of other advisors. Alan is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
12/02/2021 - Present
TLG Advisors, Inc. (LITTLETON CO)
CA
09/24/2014 - 12/10/2021
CETERA ADVISOR NETWORKS LLC (BEVERLY HILLS CA)
CA
09/13/1999 - 09/10/2014
NFP SECURITIES, INC. (BEVERLY HILLS CA)
IN
04/02/1999 - 09/27/1999
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
CT
08/18/1995 - 03/30/1999
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
MA
04/17/1979 - 01/10/1994
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
BC
Issued 07/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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