Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Holland is a financial advisor with Principal Securities, Inc. in Houston, Texas. Alan has been in the financial services industry since 1982. He has a broad range of experience in the financial services industry and is dedicated to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
TX
08/19/2004 - Present
Principal Securities, Inc. (HOUSTON TX)
NY
01/15/2003 - 07/08/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
MA
03/01/1996 - 12/31/2002
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
08/26/1982 - 03/01/1996
G. R. PHELPS & CO., INC.
IA
Issued 12/17/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Alan Holland is the right advisor for you? Invested Better is here to help.
