Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Leroy Olsen is a financial advisor at Stifel, Nicolaus & Company, Inc.. Alan has been in the financial industry since June 1985. Alan has passed several securities exams and has current registrations in South Carolina, Texas and Wisconsin. Alan also has a strong history of working at several firms in the financial services industry, including Rowland, Simon & Co., I.M. Simon & Co., Inc., and MONY Securities Corp. Alan provides portfolio management for businesses, individuals and pooled investment vehicles. Alan also provides financial planning services and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
06/01/2011 - Present
Stifel, Nicolaus & Company, Inc. (WEST BEND WI)
NA
02/01/1988 - 11/18/1988
ROWLAND, SIMON & CO.
NA
03/05/1987 - 02/01/1988
I.M. SIMON & CO., INC.
NA
06/24/1985 - 03/17/1987
MONY SECURITIES CORP.
IA
Issued 12/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/27/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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