Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Havir is a financial professional with over 30 years of experience in the industry. Alan Havir is currently registered with Cetera Investment Advisers LLC and has a Series 7 and Series 66. Alan Havir previously worked at various firms, including Wells Fargo Securities Inc., Norwest Investment Services, Inc., Banc One Securities Corporation, and Aragon Financial Services, Inc. Alan Havir provides advisory and non-advisory client services.
SCOTTSDALE, AZ
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (SCOTTSDALE AZ)
CA
02/08/1999 - 12/10/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
01/04/1999 - 12/06/1999
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
IL
02/01/1996 - 01/06/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
03/02/1995 - 02/01/1996
BANC ONE ARIZONA INVESTMENT SERVICES CORPORATION
CA
06/16/1993 - 01/03/1994
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
CA
04/15/1993 - 06/01/1993
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BOTH
Issued 8/13/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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