Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Lee is a financial professional with over 20 years of experience in the financial industry. Alan is currently registered with Great Point Capital LLC. Alan has held previous roles with Quasar Trading, LLC and Genesis Securities, LLC. Alan's credentials include the Series 4, 7, 24, 55, 57TO and 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/23/2017 - Present
Great Point Capital LLC (CHICAGO IL)
PR
09/12/2014 - 09/27/2017
QUASAR TRADING, LLC (SAN JUAN PR)
PR
11/17/2011 - 08/08/2014
QUASAR TRADING, LLC (SAN JUAN PR)
NY
04/10/2001 - 11/09/2010
GENESIS SECURITIES, LLC (NEW YORK NY)
NE
09/13/2000 - 03/15/2001
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
BC
Issued 09/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2012
Series 4 - Registered Options Principal Examination
BC
Issued 11/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
Not sure Alan Lee is the right advisor for you? Invested Better is here to help.
