Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Kenneth Saffert is a financial advisor who has been working in the industry since 1994. Alan is currently registered with Ameriprise Financial Services, LLC. Alan is also registered with the state of Minnesota. Alan has a wide range of experience in the financial services industry. Alan has passed several industry exams, including the Series 7, Series 6, Series 63, Series 65, Series 24, Series 26 and Series 51. Alan has worked at PRUCO SECURITIES, LLC in the past as well. Alan offers a variety of financial services to individuals, businesses and institutions. Alan has a strong commitment to providing clients with personalized financial advice and solutions. Alan is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
12/20/2013 - Present
Ameriprise Financial Services, LLC (MINNEAPOLIS MN)
MN
09/06/2006 - 09/11/2007
PRUCO SECURITIES, LLC. (ST. LOUIS PARK MN)
MN
07/29/1994 - 05/17/2006
PRUCO SECURITIES, LLC. (PLYMOUTH MN)
IA
Issued 02/05/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2008
Series 24 - General Securities Principal Examination
BC
Issued 02/26/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/04/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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