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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Kenneth Modest is a financial advisor with over 40 years of experience in the financial services industry. Alan Kenneth Modest is currently registered with LPL Financial LLC and holds licenses to provide financial services in Florida and Massachusetts. Alan Kenneth Modest has held previous registrations with a variety of firms, including LINSCO FINANCIAL GROUP, INC., PETRON SECURITIES, LTD., GUARDIAN INVESTOR SERVICES CORPORATION, FINANCIAL CONSULTANTS, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Alan Kenneth Modest specializes in investment management for individuals and businesses. Alan Kenneth Modest is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/10/2006 - Present
LPL Financial LLC (BOYNTON BEACH FL)
NA
01/05/1987 - 12/16/1989
LINSCO FINANCIAL GROUP, INC.
NA
12/21/1983 - 02/24/1989
PETRON SECURITIES, LTD.
NA
12/27/1977 - 07/28/1986
GUARDIAN INVESTOR SERVICES CORPORATION
NA
04/09/1980 - 12/16/1983
FINANCIAL CONSULTANTS, INC.
NA
11/01/1977 - 01/10/1978
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BC
Issued 02/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/1992
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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