Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Sylvestre is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Alan has been in the financial services industry since 1996. Alan has passed several securities exams including Series 7, Series 63, Series 66, and SIE. Alan is a Certified Financial Planner and is registered to provide financial advice in several states. In addition to working with Wells Fargo Clearing Services, LLC, Alan has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, and UBS Financial Services Inc. Alan is active in the community and serves on the finance committee for Inclusion, A Sylvestre Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/09/2017 - Present
Wells Fargo Clearing Services, LLC (MYSTIC CT)
CT
09/07/2007 - 12/08/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MYSTIC CT)
CT
01/14/2000 - 09/19/2007
UBS FINANCIAL SERVICES INC. (NEW LONDON CT)
MO
11/11/1996 - 01/25/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 03/08/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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