Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Doumet is a financial professional with over 6 years of experience in the financial services industry. He is currently registered with Imperial Capital, LLC. Previously, he has held roles with Rothschild & Co US Inc. and Macquarie Capital (USA) Inc.. Alan has passed the Series 79 and Securities Industry Essentials Examination (SIE) exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/05/2020 - Present
Imperial Capital, LLC (LOS ANGELES CA)
CA
04/03/2017 - 07/07/2020
ROTHSCHILD & CO US INC. (LOS ANGELES CA)
CA
08/29/2014 - 08/25/2015
MACQUARIE CAPITAL (USA) INC. (LOS ANGELES CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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