Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan John Chapman is a registered representative with LPL Financial LLC. Alan has been working in the financial industry since 2010. Alan is licensed in Delaware, Florida, Massachusetts, Mississippi, New Jersey, North Carolina, Pennsylvania, and Virginia. Alan has passed the SIE, Series 7, and Series 66 exams. In addition to his current role, Alan has held previous positions with Janney Montgomery Scott LLC, Mercadien Securities, and Morgan Stanley Smith Barney. Alan is also registered as an investment advisor representative with LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
09/10/2024 - Present
LPL Financial LLC (MERCHANTVILLE NJ)
PA
01/24/2012 - 06/09/2016
JANNEY MONTGOMERY SCOTT LLC (RADNOR PA)
NJ
08/16/2011 - 11/10/2011
MERCADIEN SECURITIES (HAMILTON NJ)
PA
06/15/2010 - 04/28/2011
MORGAN STANLEY SMITH BARNEY (PHILADELPHIA PA)
BOTH
Issued 08/09/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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