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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Schmidt is a financial advisor with Osaic Wealth, Inc. Alan has been in the financial services industry for over 18 years. He specializes in helping clients with financial planning, retirement planning, and investment management. Alan also provides portfolio management for individuals and businesses. Previously, Alan worked for Woodbury Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, U.S. Bancorp Investments, Inc., and BBVA Compass Investment Solutions, Inc. Alan holds a Series 65 and 66 license and is registered in Arizona, California, Florida, Oklahoma and Texas. He is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OK
09/24/2024 - Present
Osaic Wealth, Inc. (TULSA OK)
OK
10/20/2022 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (TULSA OK)
CA
08/30/2019 - 10/26/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)
CA
04/30/2010 - 09/09/2019
U.S. BANCORP INVESTMENTS, INC. (SAN DIEGO CA)
AZ
02/27/2008 - 12/03/2009
BBVA COMPASS INVESTMENT SOLUTIONS, INC (PHOENIX AZ)
AZ
04/13/2006 - 03/17/2008
NEXT FINANCIAL GROUP, INC. (TEMPE AZ)
AZ
03/02/2006 - 04/13/2006
CRI SECURITIES, LLC (PHOENIX AZ)
AZ
03/02/2006 - 04/13/2006
SECURIAN FINANCIAL SERVICES, INC. (PHOENIX AZ)
IA
Issued 05/24/2011
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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