Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Login is a financial advisor with over 40 years of experience in the industry. Alan has been registered with Stifel, Nicolaus & Company, Inc. since October 2014. Prior to that, Alan was with LPL FINANCIAL LLC, WELLS FARGO ADVISORS, LLC, and a number of other firms. Alan has a broad range of experience and holds licenses for a variety of financial products and services, including stocks, bonds, options, and futures. Alan is committed to providing personalized financial advice to help his clients reach their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/23/2023 - Present
Stifel, Nicolaus & Company, Inc. (SHREWSBURY NJ)
NJ
06/01/2009 - 10/28/2014
LPL FINANCIAL LLC (TOMS RIVER NJ)
NJ
10/01/2000 - 06/03/2009
WELLS FARGO ADVISORS, LLC (OAKHURST NJ)
NC
10/15/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
FL
01/09/1995 - 08/27/1996
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED (TAMPA FL)
NA
10/07/1992 - 12/21/1994
LAFFER, WARREN AND CO., INC.
CA
04/03/1991 - 11/04/1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NA
07/29/1991 - 10/04/1991
EDEN FINANCIAL FUNDS GROUP, INC.
MO
08/22/1990 - 03/22/1991
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
09/29/1989 - 08/27/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
07/09/1986 - 10/10/1989
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
09/09/1985 - 08/08/1986
SHEARSON LEHMAN BROTHERS INC.
NA
06/13/1984 - 09/13/1985
HERZFELD & STERN INC.
NA
01/19/1983 - 06/08/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 08/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/1995
Series 24 - General Securities Principal Examination
BC
Issued 07/26/1994
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/1986
Series 3 - National Commodity Futures Examination
BC
Issued 05/04/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 03/02/1983
Series 5 - Interest Rate Options Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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