Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Cohen is a financial advisor with over 30 years of experience in the industry. Alan joined Stifel, Nicolaus & Company, Inc. in 2021. Prior to that, Alan worked for UBS Financial Services Inc., Citigroup Global Markets Inc., and Lehman Brothers Inc. Alan is a Certified Financial Planner and holds a Series 7, Series 3, and Series 63 license. Alan's expertise includes financial planning, portfolio management, and retirement planning. Alan specializes in working with individuals, high-net-worth individuals, businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
09/01/2021 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
01/12/2007 - 09/10/2021
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
07/31/1993 - 01/25/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/19/1986 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 06/18/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1992
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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