Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Jay Summerfield is a financial professional with over 40 years of experience in the industry. Alan has a broad range of expertise and holds a Series 7, Series 24, Series 63, and Series 65. Alan is currently registered with Innovation Partners LLC, a firm based in Charlotte, NC. Prior to joining Innovation Partners LLC, Alan was employed with Lincoln Financial Securities Corporation. Alan specializes in providing financial planning and consulting services to qualified retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
NC
03/20/2023 - Present
Innovation Partners LLC (CHARLOTTE NC)
MD
04/29/1982 - 03/21/2023
LINCOLN FINANCIAL SECURITIES CORPORATION (OWINGS MILLS MD)
IA
Issued 01/15/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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