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Alan Jay Huber

Access Securities, LLC

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About Alan Jay Huber

Alan Jay Huber is a registered representative with Access Securities, LLC. Alan has been in the securities industry since 1996. Alan has held previous positions with Israel A. Englander & Co., LLC, Oppenheimer & Co. Inc., Access Securities, LLC, Weeden & Co.L.P., UBS Warburg LLC, SBC Warburg Dillon Read Inc., Thomson McKinnon Securities Inc., and The Stuart-James Company, Inc.. Alan is licensed to sell securities in California, Connecticut, Illinois, New York, and Pennsylvania.

Firm Information

Alan Huber is currently registered with Access Securities, LLC. Access Securities, LLC is a Limited Liability Company formed in May 2007. The firm is registered with the SEC and in 23 states.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alan Huber’s Registration & Firm History

CT

07/19/2017 - Present

Access Securities, LLC (STAMFORD CT)

MI

10/12/2015 - 08/01/2017

ISRAEL A. ENGLANDER & CO., LLC (BIRMINGHAM MI)

NY

09/07/2011 - 06/18/2015

OPPENHEIMER & CO. INC. (NEW YORK NY)

CT

09/19/2001 - 09/07/2011

ACCESS SECURITIES, LLC (STAMFORD CT)

CT

04/23/2001 - 09/19/2001

WEEDEN & CO.L.P. (GREENWICH CT)

NY

06/29/1998 - 04/09/2001

UBS WARBURG LLC (NEW YORK NY)

CT

03/17/1998 - 06/29/1998

SBC WARBURG DILLON READ INC. (STAMFORD CT)

NA

08/27/1987 - 01/12/1989

THOMSON MCKINNON SECURITIES INC.

NA

12/23/1986 - 08/31/1987

THE STUART-JAMES COMPANY, INC.

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Licenses & Designations

BC

Issued 04/23/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/18/2013

Series 4 - Registered Options Principal Examination

BC

Issued 07/16/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/04/1988

Series 3 - National Commodity Futures Examination

BC

Issued 12/20/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Alan Jay Huber. Review regulatory record here.
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