Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Goldberg has been a registered investment advisor and broker for over 40 years. Alan has been with Citigroup Global Markets Inc. since 2007 and is currently registered in California and Texas. Previously, Alan has worked for CITICORP INVESTMENT SERVICES, CAL FED INVESTMENTS, GLENFED BROKERAGE SERVICES, ADVEST, INC., FITZGERALD, DEARMAN & ROBERTS, INC., NEWHARD, COOK & CO. INCORPORATED, LONDON ZURICH SECURITIES, R A F FINANCIAL CORPORATION, E. J. PITTOCK & CO., INCORPORATED, BLINDER, ROBINSON & CO.,INC. and FIRST FINANCIAL SECURITIES, INC. Alan has a variety of experience in the financial services industry, including experience in investments, insurance, and financial planning. Alan is a highly experienced advisor with a strong track record of success. Alan is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/06/2012 - Present
Citigroup Global Markets Inc. (Fountain Valley CA)
CA
02/05/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (ESCONDIDO CA)
CA
11/14/1998 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
07/13/1990 - 11/14/1998
GLENFED BROKERAGE SERVICES (GLENDALE CA)
CT
09/30/1989 - 07/19/1990
ADVEST, INC. (HARTFORD CT)
NA
04/08/1988 - 01/12/1990
FITZGERALD, DEARMAN & ROBERTS, INC.
MO
11/28/1988 - 09/30/1989
NEWHARD, COOK & CO. INCORPORATED (ST. LOUIS MO)
NA
07/28/1988 - 11/30/1988
LONDON ZURICH SECURITIES
NA
01/19/1983 - 04/12/1988
R A F FINANCIAL CORPORATION
NA
01/19/1983 - 10/13/1983
E. J. PITTOCK & CO., INCORPORATED
NA
03/23/1981 - 10/11/1983
BLINDER, ROBINSON & CO.,INC.
NA
08/10/1983 - 08/22/1983
FIRST FINANCIAL SECURITIES, INC.
IA
Issued 10/17/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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