Unclaimed
Alan Jay Eisenman is an Investment Advisor Representative with Alliancebernstein LP. Alan has been in the industry for over 26 years. Alan is registered with FINRA and the following states: Arizona, California, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Maine, Maryland, Massachusetts, Michigan, Nevada, New Hampshire, New Jersey, New York, Ohio, Oregon, Pennsylvania, South Dakota, Vermont, Wisconsin, and Wyoming. Prior to joining Alliancebernstein LP, Alan was employed by SANFORD C. BERNSTEIN & CO., INC. and AMERICAN EXPRESS FINANCIAL ADVISORS INC.. Alan holds the following securities licenses: Series 63, Series 65, Series 7, Series 9, Series 10, Series 31, SIE, and Series 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
05/07/2021 - Present
Alliancebernstein LP (NEW YORK NY)
NY
09/17/1997 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
NA
08/26/1997 - 09/17/1997
SANFORD C. BERNSTEIN & CO., INC.
MN
10/21/1996 - 09/11/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/21/1996 - 09/11/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/19/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 10/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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