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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Bernstein is a registered representative and investment advisor representative with Centaurus Financial, Inc. located in Shelton, CT. Alan Bernstein has been in the financial services industry since June 4, 2002 and has worked with American Portfolios Financial Services, Inc. and QA3 Financial Corp. Alan Bernstein holds Series 63, 65, 7 and SIE licenses. Alan Bernstein has been a registered representative in Connecticut, Florida and New York. Alan Bernstein also works with CT Institute of Finance, providing tax preparation services and Sound Coaching Inc. offering coaching services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
11/01/2021 - Present
Centaurus Financial, Inc. (SHELTON CT)
CT
02/23/2011 - 05/31/2017
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (BRIDGEPORT CT)
CT
01/24/2008 - 02/11/2011
QA3 FINANCIAL CORP. (BRIDGEPORT CT)
CT
12/04/2002 - 01/24/2008
ROYAL ALLIANCE ASSOCIATES, INC. (BRIDGEPORT CT)
NY
06/04/2002 - 12/02/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
IA
Issued 03/27/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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