Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Javier Rodriguez is a financial advisor at Northwestern Mutual Investment Services, LLC based in Coral Gables, FL. Alan has been working in the financial services industry since 2016. Alan holds the Series 63, 65 and 7 securities licenses, along with the SIE exam. Alan specializes in investment research and referrals to other advisors. Prior to Northwestern Mutual Investment Services, LLC, Alan worked at Insigneo Securities, LLC and Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
03/28/2024 - Present
Northwestern Mutual Investment Services, LLC (CORAL GABLES FL)
FL
10/28/2020 - 02/01/2024
INSIGNEO SECURITIES, LLC (MIAMI FL)
FL
06/20/2016 - 10/26/2020
WELLS FARGO CLEARING SERVICES, LLC (CORAL GABLES FL)
BC
Issued 07/05/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/14/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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