Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan James Swihart is a financial advisor with J.p. Morgan Institutional Investments Inc., registered with FINRA and 24 state securities authorities. Alan began their career in the securities industry on August 21, 2013. Prior to joining J.p. Morgan Institutional Investments Inc., Alan was employed by LORD ABBETT DISTRIBUTOR LLC from August 22, 2013, to January 5, 2015. Alan has passed the Series 7 and Series 66 exams and the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
01/02/2015 - Present
J.p. Morgan Institutional Investments Inc. (CHICAGO IL)
NJ
08/22/2013 - 01/05/2015
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
BOTH
Issued 10/05/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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