Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Spilker is a financial advisor with Benjamin F. Edwards & Company, Inc. located in St. Louis, Missouri. Alan has been in the financial services industry since 1984. Alan has a wide range of experience in the financial services industry, having worked with several firms such as Raymond James & Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Securities, LLC, Morgan Stanley DW Inc., Kidder, Peabody & Co. Incorporated, Smith Barney, Harris Upham & Co., Incorporated, and E. F. Hutton & Company Inc. Alan is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 3, 7, 31, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
12/01/2020 - Present
Benjamin F. Edwards & Company, Inc. (CLAYTON MO)
SC
08/28/2013 - 12/24/2020
RAYMOND JAMES & ASSOCIATES, INC. (Greenville SC)
MO
10/30/2008 - 08/30/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLAYTON MO)
MO
01/14/2003 - 10/30/2008
WACHOVIA SECURITIES, LLC (KANSAS CITY MO)
NY
09/21/1992 - 01/15/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/21/1987 - 09/28/1992
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
09/13/1985 - 01/30/1987
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
07/30/1984 - 09/27/1985
E. F. HUTTON & COMPANY INC
IA
Issued 01/29/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 08/31/1984
Series 3 - National Commodity Futures Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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