Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan J. Brubaker is a financial advisor with Voya Financial Advisors, Inc. Alan has been in the industry since 2001 and holds Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Alan has experience with a variety of firms including ING Financial Advisors, LLC, Compass Brokerage, Inc., Chase Investment Services Corp., and BANC ONE SECURITIES CORPORATION. Alan has specialized in providing financial advice to high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/03/2011 - Present
Voya Financial Advisors, Inc. (HOUSTON TX)
TX
11/13/2006 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (AUSTIN TX)
AL
03/14/2005 - 01/03/2006
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
IL
01/09/2001 - 03/07/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
11/08/2000 - 12/11/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 05/24/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/07/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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