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Alan Huynh

TD Securities (usa) LLC

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About Alan Huynh

Alan Huynh is a registered representative with TD Securities (usa) LLC. Alan is licensed in New York and Texas. Alan has passed the Series 79TO, SIE, and Series 63 exams.

Firm Information

Alan Huynh is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alan Huynh’s Registration & Firm History

TX

02/27/2020 - Present

TD Securities (usa) LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 08/21/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/26/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/28/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Huynh.
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