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Alan Howard Ulan

Morgan Stanley

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About Alan Howard Ulan

Alan Howard Ulan is a financial advisor who has been in the industry since 1970. Alan is currently registered with Morgan Stanley and has previously worked with Citigroup Global Markets Inc., Schroder & Co. Inc., Kidder, Peabody & Co. Incorporated, Alex. Brown & Sons Incorporated, Morgan Stanley & Co., Incorporated, Becker Paribas Incorporated, Becker Securities Incorporated, Paine, Webber, Jackson & Curtis Incorporated, E. F. Hutton & Company Inc, Reynolds Securities, Inc., and Edwards & Hanly. Alan holds the Series 7TO, SIE, PC, and Series 1 licenses and has experience in portfolio management for individuals, businesses, and investment companies.

Firm Information

Alan Ulan is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Alan Ulan’s Registration & Firm History

NY

06/22/2021 - Present

Morgan Stanley (New York NY)

NY

05/27/2000 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

07/29/1992 - 05/27/2000

SCHRODER & CO. INC. (NEW YORK NY)

NY

09/14/1990 - 08/03/1992

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NA

04/19/1989 - 09/17/1990

ALEX. BROWN & SONS INCORPORATED

NA

08/22/1984 - 05/04/1989

MORGAN STANLEY & CO., INCORPORATED

NA

07/13/1978 - 10/01/1984

BECKER PARIBAS INCORPORATED

NA

04/05/1976 - 07/13/1978

BECKER SECURITIES INCORPORATED

NA

11/21/1973 - 04/25/1976

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

NA

11/29/1972 - 12/26/1973

E. F. HUTTON & COMPANY INC

NA

06/28/1971 - 12/16/1972

REYNOLDS SECURITIES, INC.

NA

07/08/1970 - 04/03/1971

EDWARDS & HANLY

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Licenses & Designations

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/03/1977

PC - AMEX Put and Call Exam

BC

Issued 07/02/1970

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Alan Howard Ulan. Review regulatory record here.
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