Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Howard Ulan is a financial advisor with Morgan Stanley. Alan has over 30 years of experience in the financial services industry. Alan has held previous positions at Citigroup Global Markets, Schroder & Co., Kidder, Peabody, and Alex. Brown & Sons. Alan is registered with FINRA and the Securities and Exchange Commission (SEC). Alan's areas of expertise include financial planning, investment management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/22/2021 - Present
Wealthpenn.comllc (New York NY)
NY
05/27/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/29/1992 - 05/27/2000
SCHRODER & CO. INC. (NEW YORK NY)
NY
09/14/1990 - 08/03/1992
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
04/19/1989 - 09/17/1990
ALEX. BROWN & SONS INCORPORATED
NA
08/22/1984 - 05/04/1989
MORGAN STANLEY & CO., INCORPORATED
NA
07/13/1978 - 10/01/1984
BECKER PARIBAS INCORPORATED
NA
04/05/1976 - 07/13/1978
BECKER SECURITIES INCORPORATED
NA
11/21/1973 - 04/25/1976
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
11/29/1972 - 12/26/1973
E. F. HUTTON & COMPANY INC
NA
06/28/1971 - 12/16/1972
REYNOLDS SECURITIES, INC.
NA
07/08/1970 - 04/03/1971
EDWARDS & HANLY
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/3/1977
PC - AMEX Put and Call Exam
BC
Issued 7/2/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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