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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Grossman is a financial advisor with Edward Jones, a firm based in St. Louis, Missouri. Alan has been in the financial services industry since 1991 and has a broad range of experience working with a variety of clients, including individuals, businesses, and institutions. Alan is registered to provide investment advice in Ohio and Texas. Alan holds the Series 6, 7, 63, and 65 licenses, as well as the SIE exam certification, demonstrating a commitment to ongoing education and professional development.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
09/01/2020 - Present
Edward Jones (POWELL OH)
OH
01/05/2011 - 09/07/2012
PNC INVESTMENTS (POWELL OH)
IL
11/02/2010 - 12/02/2010
LPL FINANCIAL CORPORATION (BUFFALO GROVE IL)
IL
06/11/2010 - 11/10/2010
UVEST FINANCIAL SERVICES GROUP, INC. (BUFFALO GROVE IL)
IL
04/17/2009 - 06/02/2010
FIFTH THIRD SECURITIES, INC. (VERNON HILLS IL)
NY
02/22/2008 - 04/20/2009
HSBC SECURITIES (USA) INC. (AVON NY)
NY
01/13/2003 - 02/11/2008
METLIFE SECURITIES INC. (ROCHESTER NY)
NY
01/13/2003 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ROCHESTER NY)
IN
07/19/2002 - 01/03/2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IN
08/10/1998 - 01/03/2003
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
MA
03/01/1996 - 08/03/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
04/22/1991 - 03/01/1996
G. R. PHELPS & CO., INC.
IA
Issued 05/02/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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