linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Alan Hoang Vu

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Alan? Claim Your Profile

About Alan Hoang Vu

Alan Hoang Vu is a financial professional with National Financial Services LLC. Alan has been in the industry since February 2021. Alan has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99TO). Alan's firm, National Financial Services LLC, is a broker-dealer, and is not registered as an Investment Advisor.

Firm Information

Alan Vu is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Alan Vu’s Registration & Firm History

TX

02/08/2021 - Present

National Financial Services LLC (WESTLAKE TX)

Not sure if Alan Hoang Vu is right for you?

Licenses & Designations

BC

Issued 02/06/2021

Series 99TO - Operations Professional Examination

BC

Issued 10/19/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Hoang Vu.
Not sure if Alan Hoang Vu is right for you?