linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Alan Henry Birkley

Newbridge Securities Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Alan? Claim Your Profile

About Alan Henry Birkley

Alan Birkley is a financial advisor with over 40 years of experience in the industry. Alan is currently registered with Newbridge Securities Corp. in Boca Raton, Florida. Alan has held several positions at firms including Chicago Investment Group, LLC, Peregrine Financials & Securities, Inc., D H Brush & Associates, Inc., Shepherd Financial Group, LLC, Principal Financial Securities, Inc., Prudential Securities Incorporated, Rodman & Renshaw Inc., A. G. Edwards & Sons, Inc., Cowen & Co., and Olde & Co., Incorporated.

Firm Information

Alan Birkley is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Alan Birkley’s Registration & Firm History

FL

10/22/2008 - Present

Newbridge Securities Corp. (BOCA RATON FL)

IL

12/17/2003 - 10/22/2008

CHICAGO INVESTMENT GROUP, LLC (CHICAGO IL)

IL

06/19/2001 - 12/31/2003

PEREGRINE FINANCIALS & SECURITIES, INC. (CHICAGO IL)

IL

07/02/1999 - 06/21/2001

D H BRUSH & ASSOCIATES, INC. (CHICAGO IL)

IL

03/15/1998 - 05/04/1999

SHEPHERD FINANCIAL GROUP, LLC (VERNON HILLS IL)

TX

08/30/1995 - 02/20/1998

PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)

NY

08/06/1990 - 08/24/1995

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

IL

12/11/1987 - 08/08/1990

RODMAN & RENSHAW INC. (CHICAGO IL)

NA

10/09/1986 - 11/17/1987

A. G. EDWARDS & SONS, INC.

NA

12/08/1976 - 10/16/1986

COWEN & CO.

NA

10/22/1976 - 12/15/1976

OLDE & CO., INCORPORATED

Not sure if Alan Henry Birkley is right for you?

Licenses & Designations

BC

Issued 12/12/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/1987

PC - AMEX Put and Call Exam

BC

Issued 10/16/1976

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 6 public disclosures for Alan Henry Birkley. Review regulatory record here.
Not sure if Alan Henry Birkley is right for you?