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Alan Harry Thompson

TWO Sigma Securities, LLC

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About Alan Harry Thompson

Alan Thompson has been in the financial industry for over 20 years. Alan is currently registered with Two Sigma Securities, LLC and has been working there since October 2017. Alan also worked with Timber Hill LLC from September 2003 to October 2017. Alan holds a Series 7, Series 55, Series 44, Series 57TO and SIE licenses. Alan is currently registered with the state of Connecticut.

Firm Information

Alan Thompson is currently registered with TWO Sigma Securities, LLC. TWO Sigma Securities, LLC is a Limited Liability Company formed on October 3, 2008. The firm is registered in Connecticut and New York and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alan Thompson’s Registration & Firm History

CT

10/02/2017 - Present

TWO Sigma Securities, LLC (Stamford CT)

CT

09/05/2003 - 10/02/2017

TIMBER HILL LLC (GREENWICH CT)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2007

Series 44 - PCX Market Maker Exam

BC

Issued 11/14/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/04/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alan Harry Thompson.
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