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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Hollingsworth is a financial advisor at UBS Financial Services Inc. Alan has over 30 years of experience in the financial services industry, having worked with various firms including Morgan Stanley and Citigroup. Alan is licensed to provide securities advice in 31 states and is registered with the state of South Carolina as an Investment Advisor Representative. Alan focuses on providing financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
SC
10/13/2008 - Present
UBS Financial Services Inc. (Mt. Pleasant SC)
SC
04/02/2007 - 10/14/2008
MORGAN STANLEY & CO. INCORPORATED (DANIEL ISLAND SC)
SC
05/28/2004 - 04/02/2007
MORGAN STANLEY DW INC. (DANIEL ISLAND SC)
NY
07/31/1993 - 06/11/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/27/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
GA
01/24/1989 - 08/08/1990
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
IA
Issued 12/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1989
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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