Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Gordon Bailey is a financial advisor with over 25 years of experience in the financial services industry. Alan is currently registered with Morgan Stanley and has held previous positions with E*TRADE SECURITIES LLC, WELLS FARGO ADVISORS, LLC, WELLS FARGO INVESTMENTS, LLC, FIDELITY BROKERAGE SERVICES LLC, and FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. Alan holds Series 6, 7, 9, 10, 63, and 65 licenses and has a broad range of experience in providing financial planning, investment advice, and portfolio management services to individuals, families, and institutions. Alan is committed to helping clients achieve their financial goals and is dedicated to providing personalized service and sound investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
07/10/2023 - Present
Morgan Stanley (South Jordan UT)
UT
08/25/2021 - 09/05/2023
E*TRADE SECURITIES LLC (South Jordan UT)
UT
11/15/2011 - 11/29/2011
E*TRADE SECURITIES LLC (SANDY UT)
UT
01/03/2011 - 02/14/2011
WELLS FARGO ADVISORS, LLC (SALT LAKE CITY UT)
UT
07/30/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
UT
01/01/2008 - 02/09/2009
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
UT
03/13/2003 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SALT LAKE CITY UT)
RI
11/01/1993 - 12/31/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IA
Issued 06/06/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/03/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/29/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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