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Alan Glenn Scarisbrick

Pruco Securities, LLC

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About Alan Glenn Scarisbrick

Alan Scarisbrick is a financial advisor who has been in the industry since 1995. Alan is a Registered Representative of Pruco Securities, LLC and is currently registered with the state of North Carolina. Alan has previously worked with FIRST TRYON SECURITIES, LLC, SCOTT & STRINGFELLOW, LLC, MORGAN KEEGAN & COMPANY, INC., and SMITH BARNEY INC.

Firm Information

Alan Scarisbrick is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Alan Scarisbrick’s Registration & Firm History

NC

07/14/2016 - Present

Pruco Securities, LLC (CHARLOTTE NC)

NC

08/23/2012 - 02/13/2013

FIRST TRYON SECURITIES, LLC (CHARLOTTE NC)

NC

09/21/2000 - 05/01/2012

SCOTT & STRINGFELLOW, LLC (CHARLOTTE NC)

TN

05/15/1996 - 08/03/2000

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

NY

07/20/1993 - 02/28/1996

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/08/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/13/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/08/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Glenn Scarisbrick.
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