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Alan Frank Pacella

Kingswood Capital Partners, LLC

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About Alan Frank Pacella

Alan Pacella is a financial professional with over 35 years of experience in the financial services industry. Alan is currently registered with Kingswood Capital Partners, LLC and has previously been registered with firms such as Viewtrade Securities, Inc., Mediterranean Securities Group, LLC, and VFinance Investments, Inc. Alan is a Series 7 and Series 63 licensed professional and holds the SIE exam credential. Alan has a strong track record of providing financial guidance to clients in various states including Arizona, California, Colorado, Connecticut, Florida, Hawaii, Michigan, Nevada, New Jersey, New York, Pennsylvania, Rhode Island, South Dakota and Texas.

Firm Information

Alan Pacella is currently registered with Kingswood Capital Partners, LLC. Kingswood Capital Partners, LLC is a Limited Liability Company formed in 2016 and is registered to do business in all 50 U.S. states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alan Pacella’s Registration & Firm History

FL

01/03/2023 - Present

Kingswood Capital Partners, LLC (Boca Raton FL)

FL

01/04/2013 - 01/09/2023

VIEWTRADE SECURITIES, INC. (BOCA RATON FL)

FL

11/05/2012 - 01/11/2013

MEDITERRANEAN SECURITIES GROUP, LLC (COCONUT CREEK FL)

FL

08/28/2008 - 11/12/2012

VFINANCE INVESTMENTS, INC (BOCA RATON FL)

FL

02/15/2008 - 09/02/2008

SMH CAPITAL INC. (BOCA RATON FL)

FL

11/13/2002 - 02/11/2008

CAPITAL GROWTH FINANCIAL, LLC (BOCA RATON FL)

FL

10/22/2002 - 11/13/2002

PMK SECURITIES & RESEARCH, INC. (DELRAY BEACH FL)

NY

04/05/1999 - 11/01/2002

COMPREHENSIVE CAPITAL CORPORATION (GREAT NECK NY)

FL

04/13/1998 - 03/29/1999

LION CAPITAL CORP. (BOCA RATON FL)

NY

06/03/1992 - 03/09/1998

JOSEPHTHAL & CO., INC. (NEW YORK NY)

CO

04/29/1991 - 05/29/1992

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

FL

01/22/1991 - 05/06/1991

BARBER & BRONSON INCORPORATED (MIAMI FL)

NA

08/20/1990 - 01/31/1991

KOCHCAPITAL

NY

06/17/1988 - 08/23/1990

G. K. SCOTT & CO., INC. (PLAINVIEW NY)

NA

03/08/1988 - 07/05/1988

BRENNAN ROSS SECURITIES, INC.

NA

07/21/1987 - 02/27/1988

THOMAS JAMES ASSOCIATES, INC.

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Licenses & Designations

BC

Issued 09/01/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Alan Frank Pacella. Review regulatory record here.
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