Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Esau Roldan is a financial professional with over 13 years of experience in the securities industry. Alan is currently registered with Wallachbeth Capital LLC, a firm based in Jersey City, NJ. Prior to this, Alan held positions at Intersecurities, Inc. in Houston, TX, and First Investors Corporation in San Antonio, TX. Alan has a diverse range of licenses and qualifications, including Series 3, 6, 7, 24, 55, 57, and SIE. Alan is also registered in 18 states, including California, Colorado, Connecticut, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, Missouri, New Jersey, New York, Ohio, Pennsylvania, Texas, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
07/28/2009 - Present
Wallachbeth Capital LLC (JERSEY CITY NJ)
TX
08/08/2008 - 12/31/2008
INTERSECURITIES, INC. (HOUSTON TX)
TX
05/22/2008 - 06/20/2008
FIRST INVESTORS CORPORATION (SAN ANTONIO TX)
BC
Issued 06/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/17/2009
Series 7 - General Securities Representative Examination
BC
Issued 01/20/2009
Series 3 - National Commodity Futures Examination
BC
Issued 05/20/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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