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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Ernest Simpson is a registered investment advisor representative with Cetera Investment Advisers LLC in El Paso, Texas. Alan has been in the financial services industry since 2010. Prior to joining Cetera Investment Advisers LLC, Alan worked for Great Nation Investment Corporation and United Equity Securities, LLC. Alan holds the Series 6, Series 63, and Series 65 licenses. Alan also holds the SIE exam certification. Alan is a member of the El Paso Catholic Diocese and the El Paso Restaurant Association. Alan is a registered investment advisor representative in New Mexico and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/29/2023 - Present
Cetera Investment Advisers LLC (EL PASO TX)
TX
08/11/2010 - 09/05/2017
GREAT NATION INVESTMENT CORPORATION (EL PASO TX)
TX
03/04/2010 - 08/09/2010
UNITED EQUITY SECURITIES, LLC (HUSTON TX)
IA
Issued 03/10/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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