Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Seider is a financial advisor with over 30 years of experience in the financial industry. Alan is currently registered with NBC Securities, Inc. and holds a Series 7, Series 31, Series 53, and Series 63 license. Alan has experience in a variety of financial areas including portfolio management for individuals, businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
02/05/2013 - Present
NBC Securities, Inc. (HUNT VALLEY MD)
MD
03/13/2009 - 02/08/2013
RBC CAPITAL MARKETS, LLC (HUNT VALLEY MD)
MD
08/15/2005 - 03/13/2009
FERRIS, BAKER WATTS, LLC (TOWSON MD)
NY
06/13/2000 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
02/03/1997 - 06/07/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MD
05/15/1991 - 01/03/1996
PSA EQUITIES, INC. (HUNT VALLEY MD)
NA
04/23/1985 - 10/24/1988
BAKER, WATTS & CO., INC.
IA
Issued 03/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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