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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Kent is a financial advisor with Cetera Investment Advisers LLC. Alan has been in the financial services industry since 1993 and has a wide range of experience in providing financial advice to individuals and businesses. Alan is registered with the state of Louisiana as a Registered Investment Advisor. Alan is committed to providing clients with personalized financial advice and helping them achieve their financial goals. Alan has previously worked for First Allied Securities, Inc. and Wells Fargo Advisors, LLC. Alan has a strong understanding of the financial markets and is committed to staying up-to-date on the latest trends in the industry. Alan holds Series 7, 31, 63, and 66 licenses, as well as the SIE license, and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
11/12/2020 - Present
Cetera Investment Advisers LLC (ALEXANDRIA LA)
LA
11/01/2010 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (ALEXANDRIA LA)
LA
01/01/2008 - 11/01/2010
WELLS FARGO ADVISORS, LLC (ALEXANDRIA LA)
LA
01/26/1993 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ALEXANDRIA LA)
BOTH
Issued 02/04/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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