Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Emery Whitaker is an investment advisor representative associated with Wells Fargo Advisors Financial Network, LLC. Alan has been working in the securities industry since August 15, 1993. Alan is registered with the state of New Jersey as a registered representative and investment advisor representative. Alan is also registered with the state of Pennsylvania as a registered representative. In addition, Alan has a resident investment advisor representative registration in Texas. Alan is licensed to sell securities in 30 states and Washington, D.C. Alan has a Series 7, Series 24, Series 63 and Series 66 license. Alan is also a registered principal with FINRA. Alan is the 100% owner of BFA, LLC which renovates houses and sells them. Alan is a 60% owner of Art & Alan LLC, which provides financial planning services. Alan is also a 18% owner of Cedar and Holly LLC which also provides financial planning services. Alan provides investment consulting services to institutional clients, financial planning services and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
12/08/2022 - Present
Wells Fargo Advisors Financial Network, LLC (HAZLETON PA)
PA
08/16/1993 - 01/14/2010
JANNEY MONTGOMERY SCOTT LLC (HAZLETON PA)
BOTH
Issued 11/22/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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