Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Edward Rosenfield is a financial advisor who has been in the industry for over 30 years. He currently works at Harmony Asset Management LLC, where he has been since December 2005. Previously, Alan worked at Melhado, Flynn & Associates, Inc., Schneider Securities, Inc., Cantor, Fitzgerald & Co., Inc., and Ferris, Baker Watts Incorporated. Alan is a registered Investment Advisor in Arizona and Florida. He has passed the Series 63, 65, 7, and 15 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
01/01/2025 - Present
Harmony Asset Management LLC (SCOTTSDALE AZ)
NY
06/26/2003 - 01/29/2008
MELHADO, FLYNN & ASSOCIATES, INC. (NEW YORK NY)
NY
09/21/1994 - 06/29/2001
MELHADO, FLYNN & ASSOCIATES, INC. (NEW YORK NY)
CO
04/26/1993 - 09/02/1994
SCHNEIDER SECURITIES, INC. (DENVER CO)
NY
10/22/1991 - 03/11/1993
MELHADO, FLYNN & ASSOCIATES, INC. (NEW YORK NY)
NY
02/16/1990 - 10/29/1991
CANTOR, FITZGERALD & CO., INC. (NEW YORK NY)
MD
10/08/1985 - 02/14/1990
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
NA
05/25/1983 - 10/14/1985
DEAN WITTER REYNOLDS INC.
IA
Issued 08/08/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
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