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Alan Edward Kuzma

Capital Markets IQ, LLC

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About Alan Edward Kuzma

Alan Kuzma is a financial advisor registered with Capital Markets IQ, LLC. Alan has been in the industry since 1985 and has a broad background. Alan has a history of working with a variety of clients including corporations, individuals, and pension plans. Alan holds Series 6, 63, and 65 licenses. Alan is also a Chartered Financial Consultant.

Firm Information

Alan Kuzma is currently registered with Capital Markets IQ, LLC. Capital Markets IQ, LLC is an investment advisor headquartered in . They have a total of 21 investment adviser representatives and 8 licensed agents. The firm manages approximately $392,299,624 in regulatory assets under management, primarily for high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth individuals. Their services include financial planning, educational seminars, selection of other advisers, portfolio management for businesses and individuals, and business consulting.

$392.30M

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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business consulting

Business consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alan Kuzma’s Registration & Firm History

NE

01/30/2018 - Present

Capital Markets IQ, LLC (Lincoln NE)

AZ

07/18/2002 - 11/17/2005

MTL EQUITY PRODUCTS, INC. (FOUNTAIN HILLS AZ)

IA

04/07/1998 - 07/17/2002

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

CT

11/29/1993 - 04/06/1998

W. S. GRIFFITH & CO., INC. (HARTFORD CT)

CT

07/01/1986 - 11/29/1993

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

NA

08/09/1985 - 06/17/1986

NML EQUITY SERVICES, INC.

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Licenses & Designations

IA

Issued 09/10/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/14/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/03/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Alan Edward Kuzma. Review regulatory record here.
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