Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Knight is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Alan has been in the financial industry since 1997 and has a wide range of experience in providing financial advice to individual investors and businesses. Alan holds the Series 7, Series 10, Series 31, and Series 63 licenses, as well as the SIE and Series 65 certifications. Alan is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
LA
11/02/2011 - Present
Raymond James Financial Services Advisors, Inc. (SLIDELL LA)
LA
03/27/2002 - 04/28/2005
PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)
FL
07/24/2001 - 03/22/2002
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
TX
05/21/1999 - 07/03/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
04/24/1997 - 05/04/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/15/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 04/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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