Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Williams is a financial advisor with over 35 years of experience in the financial services industry. Alan is a registered representative of Raymond James Financial Services Advisors, Inc. and has held positions with a number of other firms including Wells Fargo Clearing Services, LLC, Prudential Securities Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Alan provides a variety of financial services including financial planning, portfolio management, and investment advisory services to individuals and businesses. Alan is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
10/12/2017 - Present
Raymond James Financial Services Advisors, Inc. (BRENTWOOD TN)
TN
07/01/2003 - 10/11/2017
WELLS FARGO CLEARING SERVICES, LLC (BRENTWOOD TN)
NY
06/01/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
AL
02/14/2000 - 06/12/2001
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
WI
02/10/1997 - 02/14/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
07/16/1993 - 02/14/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/21/1987 - 07/21/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/08/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/15/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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