Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Shenker is a financial advisor who has been in the industry since August 1985. Alan is currently registered with Fidelity Personal And Workplace Advisors and has been with them since October 2022. Alan has been with several other firms in the past, including Fifth Third Securities, Inc., Morgan Stanley Distribution, Inc., Morgan Stanley, Citigroup Global Markets Inc., and Lehman Brothers Inc. Alan is licensed in several states, including Illinois, Indiana, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
02/22/2023 - Present
Fidelity Personal AND Workplace Advisors (SAINT JOHN IN)
IN
08/17/2021 - 09/22/2022
FIFTH THIRD SECURITIES, INC. (CROWN POINT IN)
IL
02/26/2016 - 07/29/2021
MORGAN STANLEY DISTRIBUTION, INC. (CHICAGO IL)
IL
06/01/2009 - 02/26/2016
MORGAN STANLEY (CHICAGO IL)
WI
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GREEN BAY WI)
NY
02/13/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/19/1985 - 02/11/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 04/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/11/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1988
Series 3 - National Commodity Futures Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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