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Alan Douglas Cox

Hillspring Financial, Inc.

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About Alan Douglas Cox

Alan Douglas Cox is an investment advisor representative with Hillspring Financial, Inc. located in Surprise, Arizona. Alan has been in the industry for over 10 years. He is a registered investment advisor in Arizona and Texas. Alan has a Series 7 and Series 66 license. He specializes in providing financial planning, pension consulting, and portfolio management services to individuals, high-net-worth individuals, and pension and profit-sharing plans. Alan is also licensed to sell life and annuity, health, dental, and vision insurance.

Firm Information

Alan Cox is currently registered with Hillspring Financial, Inc.. Hillspring Financial, Inc. is an investment advisor located in SURPRISE, AZ. The firm has 2 licensed agents and 2 investment advisor representatives. The firm's regulatory assets under management (AUM) total $169,161,810, with $169,161,810 discretionary and 596 total accounts. Hillspring Financial, Inc. provides financial planning, pension consulting, and selection of other advisors. The firm serves high-net-worth individuals, pension and profit-sharing plans, and individuals other than high-net-worth.
Hillspring Financial, Inc.

12213 W. BELL ROAD

SURPRISE, AZ 85378

$169.16M

Assets Under Management

8

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Referral fees

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Alan Cox’s Registration & Firm History

AZ

08/23/2021 - Present

Hillspring Financial, Inc. (Surprise AZ)

AZ

09/04/2012 - 08/15/2019

TAYLOR CAPITAL MANAGEMENT INC. (Surprise AZ)

AZ

11/10/2008 - 09/06/2012

AXA ADVISORS, LLC (SCOTTSDALE AZ)

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Licenses & Designations

BOTH

Issued 12/31/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Alan Douglas Cox.
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