Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Beatty is a financial advisor at Stifel, Nicolaus & Company, Inc. Alan is a Certified Financial Planner™ professional with over 10 years of experience in the financial services industry. Prior to joining Stifel, Nicolaus & Company, Inc., Alan was with Northwestern Mutual Investment Services, LLC in Columbia, MO. Alan holds FINRA Series 6, 7, 63 and 66 securities licenses. Alan specializes in financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/23/2015 - Present
Stifel, Nicolaus & Company, Inc. (JEFFERSON CITY MO)
MO
09/24/2014 - 09/26/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COLUMBIA MO)
BOTH
Issued 12/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/24/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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