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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Cooper is a financial advisor with Kovack Advisors, Inc. Alan has been in the industry since 1998 and has a diverse background in the financial industry. Alan has worked for a variety of firms including SII Investments, Inc., Questor Capital Corporation, and The O.N. Equity Sales Company. Alan has also worked as a registered representative for Park Avenue Securities LLC, 1717 Capital Management Company, Mutual Service Corporation, and Investors Capital Corp. Alan is a registered representative in Connecticut and Florida. Alan is also a registered investment advisor in Connecticut and Florida. Alan specializes in providing financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
02/06/2019 - Present
Kovack Advisors, Inc. (Old Saybrook CT)
CT
06/30/2009 - 12/21/2017
SII INVESTMENTS, INC. (WATERFORD CT)
CT
01/04/2008 - 07/21/2009
QUESTAR CAPITAL CORPORATION (WATERFORD CT)
CT
03/28/2006 - 12/05/2007
THE O.N. EQUITY SALES COMPANY (WATERFORD CT)
NY
12/12/2005 - 04/06/2006
PARK AVENUE SECURITIES LLC (NEW YORK NY)
DE
03/01/2005 - 07/21/2005
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MA
10/01/2002 - 12/31/2004
MUTUAL SERVICE CORPORATION (BOSTON MA)
MA
01/05/2000 - 10/14/2002
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
NA
12/02/1987 - 12/20/1989
H.D. VEST INVESTMENT SECURITIES, INC.
BOTH
Issued 06/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2002
Series 7 - General Securities Representative Examination
BC
Issued 04/23/2001
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/28/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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