Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Derose is a registered representative with Oppenheimer & Co. Inc. Alan has over 35 years of experience in the financial services industry. Alan is a Series 7, Series 3, Series 24, and Series 79TO licensed professional. Alan holds registrations in New Jersey and New York. Alan has been affiliated with Oppenheimer & Co. Inc. since 2009. Before that, Alan worked at CIBC WORLD MARKETS CORP., MORGAN STANLEY & CO., INCORPORATED, CS FIRST BOSTON CORPORATION, and BEAR, STEARNS & CO. INC. Alan is experienced in providing investment advice and portfolio management for individuals, businesses, and pooled investment vehicles. Alan also provides financial planning and pension consulting services. Alan has worked with a variety of clients, including high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
09/29/1993 - 03/12/2007
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
04/22/1992 - 08/27/1993
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
06/18/1990 - 03/18/1992
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NY
08/23/1983 - 06/22/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/23/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2010
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Alan Derose is the right advisor for you? Invested Better is here to help.
