Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Nickerson is a financial advisor who has been in the industry since 1993. Alan is registered with Thrivent Investment Management Inc., and has previously worked for Chase Investment Services Corp., MWA Financial Services Inc., Farmers Financial Solutions, LLC, MetLife Securities Inc., Metropolitan Life Insurance Company, USAA Investment Management Company, and EquiTrust Marketing Services, LLC. Alan holds FINRA Series 6, 7, 63, 65 and 66 licenses and has a strong background in portfolio management for individuals and financial planning. Alan is registered in 14 states, including Arizona, California, Colorado, Illinois, Iowa, Michigan, Minnesota, Nevada, North Carolina, Ohio, Oregon, Utah and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
03/03/2011 - Present
Thrivent Investment Management Inc. (Cottonwood AZ)
AZ
06/21/2010 - 11/01/2010
CHASE INVESTMENT SERVICES CORP. (FLAGSTAFF AZ)
AZ
04/21/2008 - 06/17/2010
MWA FINANCIAL SERVICES INC. (SCOTTSDALE AZ)
AZ
11/15/2007 - 04/17/2008
FARMERS FINANCIAL SOLUTIONS, LLC (TEMPE AZ)
AZ
04/24/2007 - 10/12/2007
METLIFE SECURITIES INC. (MESA AZ)
AZ
04/24/2007 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (MESA AZ)
AZ
02/09/2007 - 04/27/2007
USAA INVESTMENT MANAGEMENT COMPANY (PHOENIX AZ)
AZ
09/06/2006 - 01/22/2007
THRIVENT INVESTMENT MANAGEMENT INC. (TEMPE AZ)
AZ
03/02/2005 - 04/05/2006
EQUITRUST MARKETING SERVICES, LLC (PHOENIX AZ)
MN
07/14/1993 - 01/27/2005
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MA
02/11/2003 - 02/19/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/11/2003 - 02/19/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 02/14/2011
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/17/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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