Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Dean Fadel is a financial advisor who has been working in the industry since December 1983. Currently, Alan is registered with Morgan Stanley, a large firm with a significant presence in the financial industry. Alan has a strong track record of experience with various financial products and services. In addition to his current role at Morgan Stanley, Alan also has experience working with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Prudential Securities Incorporated. Alan holds several professional certifications, including the Series 7, Series 63, and Series 65 licenses. Alan also holds registrations in multiple states. Alan is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
06/01/2009 - Present
Morgan Stanley (Toledo OH)
OH
12/04/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (TOLEDO OH)
OH
08/25/1997 - 12/05/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SYLVANIA OH)
NA
08/01/1997 - 08/25/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NY
12/21/1983 - 08/06/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/10/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Alan Fadel is the right advisor for you? Invested Better is here to help.
